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Mildred L Marulanda

Cetera Financial Specialists LLC

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About Mildred L Marulanda

Mildred Marulanda is a financial advisor with Cetera Financial Specialists LLC, located in Doral, FL. Mildred has been in the industry since May 13, 2011, and holds a Series 6, Series 26, Series 63, and SIE license. Mildred is registered in 12 states.

Firm Information

Mildred Marulanda is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mildred Marulanda’s Registration & Firm History

FL

04/24/2023 - Present

Cetera Financial Specialists LLC (DORAL FL)

FL

05/14/2011 - 04/25/2023

PFS INVESTMENTS INC. (DORAL FL)

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Licenses & Designations

BC

Issued 03/07/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/14/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mildred L Marulanda. Review regulatory record here.
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