Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mildred? Claim Your ProfileMildred Cartagena is a financial professional with over 6 years of experience in the financial services industry. Mildred is currently registered with Empower Financial Services, Inc. Prior to this, Mildred was registered with MML Investors Services, LLC, MML Distributors, LLC, MetLife Investors Distribution Company, and New England Securities. Mildred has passed the Securities Industry Essentials Examination (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/04/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CT
07/16/2020 - 01/04/2021
MML INVESTORS SERVICES, LLC (ENFIELD CT)
CT
01/22/2018 - 11/21/2018
MML INVESTORS SERVICES, LLC (ENFIELD CT)
CT
12/16/2016 - 02/02/2018
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
05/05/2014 - 07/01/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
CT
05/05/2014 - 12/09/2014
NEW ENGLAND SECURITIES (BLOOMFIELD CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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