Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miklos? Claim Your ProfileMiklos Gudricza is a financial advisor with over 20 years of experience in the industry. Miklos is currently registered with LPL Financial LLC and has a Series 7, Series 63, Series 55, and Series 65 license. Miklos's previous experience includes working at Waddell & Reed, David Lerner Associates, Inc., Belle Haven Investments, L.P., Schonfeld Securities, LLC, LCP Capital Corp, Monroe Parker Securities, Inc., Fortis Investors, Inc., and Biltmore Securities, Inc. Miklos provides a wide range of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/21/2021 - Present
LPL Financial LLC (Westport CT)
CT
09/02/2015 - 07/21/2021
WADDELL & REED (Westport CT)
CT
07/07/2006 - 09/10/2015
DAVID LERNER ASSOCIATES, INC. (WESTPORT CT)
NY
03/23/2004 - 05/18/2004
BELLE HAVEN INVESTMENTS, L.P. (RYE BROOK NY)
NY
06/21/2001 - 04/15/2002
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
04/30/1998 - 05/11/2001
LCP CAPITAL CORP. (STATEN ISLAND NY)
NY
07/08/1995 - 01/08/1998
MONROE PARKER SECURITIES, INC. (PURCHASE NY)
MN
03/28/1994 - 04/11/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
FL
04/30/1992 - 02/07/1994
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
IA
Issued 12/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/01/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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