Unclaimed
Mikias Tesfa is a financial advisor who has been in the industry since April 20, 2020. Mikias is currently registered with Nylife Distributors LLC and holds Series 7, 63 and SIE licenses. Mikias has previously worked at Wallachbeth Capital LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2022 - Present
Nylife Distributors LLC (NEW YORK NY)
NJ
02/28/2020 - 11/12/2021
WALLACHBETH CAPITAL LLC (JERSEY CITY NJ)
BC
Issued 06/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2021
Series 57TO - Securities Trader Exam
BC
Issued 02/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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