linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Miki Kusano

Daiwa Capital Markets America Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Miki? Claim Your Profile

About Miki Kusano

Miki Kusano is a registered representative with Daiwa Capital Markets America Inc. Miki has been in the industry since 1988 and holds several licenses including Series 3, 4, 7, 8, 9, 10, 24, and 63. Miki is also registered in New York and New Jersey. Prior to joining Daiwa Capital Markets America Inc., Miki worked at Yamaichi International (America) Inc.. Miki is a licensed securities professional with a long and varied career in the financial industry.

Firm Information

Miki Kusano is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Miki Kusano’s Registration & Firm History

NY

08/27/1997 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

09/22/1987 - 02/11/1997

YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)

Not sure if Miki Kusano is right for you?

Licenses & Designations

BC

Issued 10/06/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/25/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 03/30/1992

Series 24 - General Securities Principal Examination

BC

Issued 03/16/1988

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/1990

Series 3 - National Commodity Futures Examination

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Miki Kusano.
Not sure if Miki Kusano is right for you?