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Mikhail Goberman

Citizens JMP Securities, LLC

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About Mikhail Goberman

Mikhail Goberman is a financial professional with over 10 years of experience in the securities industry. Mikhail holds the Series 7, Series 63, Series 86 and Series 87 licenses. Currently, Mikhail is an active registered representative with Citizens JMP Securities, LLC. Prior to this, Mikhail was a registered representative with Portales Partners, LLC from September 2010 to October 2014. Mikhail's experience provides him with a comprehensive understanding of investment strategies and financial planning.

Firm Information

Mikhail Goberman is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mikhail Goberman’s Registration & Firm History

NY

10/20/2015 - Present

Citizens JMP Securities, LLC (NEW YORK NY)

NY

09/21/2010 - 10/15/2014

PORTALES PARTNERS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/28/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/20/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mikhail Goberman.
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