Unclaimed
Mikhail Goberman is a financial professional with over 10 years of experience in the securities industry. Mikhail holds the Series 7, Series 63, Series 86 and Series 87 licenses. Currently, Mikhail is an active registered representative with Citizens JMP Securities, LLC. Prior to this, Mikhail was a registered representative with Portales Partners, LLC from September 2010 to October 2014. Mikhail's experience provides him with a comprehensive understanding of investment strategies and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/20/2015 - Present
Citizens JMP Securities, LLC (NEW YORK NY)
NY
09/21/2010 - 10/15/2014
PORTALES PARTNERS, LLC (NEW YORK NY)
BC
Issued 10/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/28/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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