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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mikel? Claim Your ProfileMikel Rex Ham is a financial advisor registered with Morgan Stanley. Mikel has been in the securities industry since August 1999. Mikel is licensed to offer securities in 44 states. Mikel is a registered representative of Morgan Stanley and holds Series 3, 7, 9, 10, 31, and 63 licenses. Mikel has a Series 65 license for investment advisor services. Mikel has been with Morgan Stanley since June 2009. Mikel works from the Morgan Stanley office in Houston, TX. Mikel provides financial planning, educational seminars, and selection of other advisors, along with investment management for individuals, businesses, and investment companies. Mikel works with a range of clients, including high net worth individuals, individuals other than high net worth, charitable organizations, insurance companies, investment companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Houston TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
08/27/1999 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
IA
Issued 09/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2005
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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