Unclaimed
Mikel Roman is a financial advisor with over 27 years of experience in the industry. Mikel is registered with Horace Mann Investors, Inc. and has a Series 6 and Series 63 license. Mikel's prior experience includes time with Lincoln Investment Planning, Inc., Eagle One Investments, LLC, United Securities Alliance, Inc., and PFS Investments Inc. Mikel is currently located in Ballwin, Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Percentage of assets under third party investment management
1
2
MO
08/18/2000 - Present
Horace Mann Investors, Inc. (Ballwin MO)
PA
12/01/1999 - 09/11/2000
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
IA
10/13/1998 - 11/03/1999
EAGLE ONE INVESTMENTS, LLC (WASHINGTON IA)
CO
07/06/1995 - 12/31/1997
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
GA
06/07/1994 - 06/02/1995
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 06/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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