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Mikel Anthony Roman

Horace Mann Investors, Inc.

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About Mikel Anthony Roman

Mikel Roman is a financial advisor with over 27 years of experience in the industry. Mikel is registered with Horace Mann Investors, Inc. and has a Series 6 and Series 63 license. Mikel's prior experience includes time with Lincoln Investment Planning, Inc., Eagle One Investments, LLC, United Securities Alliance, Inc., and PFS Investments Inc. Mikel is currently located in Ballwin, Missouri.

Firm Information

Mikel Roman is currently registered with Horace Mann Investors, Inc.. Horace Mann Investors, Inc., a Corporation, is a registered investment advisor with the SEC and in all 50 states. Founded in 1957, the firm offers investment advisory services including selection of other advisors. Horace Mann Investors, Inc. serves individuals other than high-net-worth, with total assets under management of $62,122,049 across 498 non-discretionary accounts. The firm's main office is located in Springfield, IL.
Horace Mann Investors, Inc.

ONE HORACE MANN PLAZA

SPRINGFIELD, IL 62715-0001

$62.12M

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

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other

Percentage of assets under third party investment management

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Mikel Roman’s Registration & Firm History

MO

08/18/2000 - Present

Horace Mann Investors, Inc. (Ballwin MO)

PA

12/01/1999 - 09/11/2000

LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)

IA

10/13/1998 - 11/03/1999

EAGLE ONE INVESTMENTS, LLC (WASHINGTON IA)

CO

07/06/1995 - 12/31/1997

UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)

GA

06/07/1994 - 06/02/1995

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 06/10/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mikel Anthony Roman.
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