Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mikel? Claim Your ProfileMikel Rosenberry is a financial advisor who has been active in the industry since 2006. Mikel is currently registered with SPC and holds registrations in multiple states including Florida, Louisiana, Missouri, South Carolina, and Texas. Mikel has previously been registered with several other firms including GAMA Global Investments, LLC, FBT Investments, INC., Sammons Securities Company, LLC, Dunham & Associates Investment Counsel, INC., H&R Block Financial Advisors, INC., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mikel is a Series 66 and Series 7 licensed representative. Mikel specializes in providing financial planning and investment advisory services to individuals, corporations, charitable organizations, and pension and profit sharing plans. Mikel is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
FL
09/11/2014 - Present
SPC (SUNRISE FL)
CA
12/13/2011 - 08/01/2012
GAMA GLOBAL INVESTMENTS, LLC (SAN FRANCISCO CA)
LA
02/03/2011 - 11/23/2011
FBT INVESTMENTS, INC. (NEW ORLEANS LA)
LA
06/28/2010 - 11/01/2010
SAMMONS SECURITIES COMPANY, LLC (NEW ORLEANS LA)
CA
10/23/2008 - 06/04/2010
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)
LA
03/31/2008 - 10/08/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (NEW ORLEANS LA)
LA
10/19/2005 - 03/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW ORLEANS LA)
BOTH
Issued 11/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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