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Mike Tianxiang Xu

Moomoo Financial Inc.

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About Mike Tianxiang Xu

Mike Xu is a financial professional with over 5 years of experience in the financial industry. Mike has held positions at several prominent financial institutions, including HSBC Securities (USA) Inc. and UBS Financial Services Inc., and is currently a registered representative with Moomoo Financial Inc. Mike holds the Series 7, Series 63, Series 57TO, and SIE licenses and is registered in 53 states and territories across the United States. Mike has a proven track record of providing exceptional financial guidance and investment solutions to clients.

Firm Information

Mike Xu is currently registered with Moomoo Financial Inc.. Moomoo Financial Inc. is a Corporation that was formed on December 17, 2015. It is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mike Xu’s Registration & Firm History

NJ

04/27/2021 - Present

Moomoo Financial Inc. (JERSEY CITY NJ)

NY

03/03/2021 - 05/28/2021

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

CA

10/13/2020 - 02/01/2021

UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)

CA

04/03/2020 - 10/01/2020

HSBC SECURITIES (USA) INC. (FREMONT CA)

MO

07/22/2019 - 03/06/2020

BEYONDTRADE SECURITIES INC. (ST. LOUIS MO)

MO

02/26/2018 - 05/18/2018

TD AMERITRADE, INC. (ST. LOUIS MO)

MO

03/07/2017 - 02/26/2018

SCOTTRADE, INC. (ST LOUIS MO)

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Licenses & Designations

BC

Issued 04/21/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2021

Series 57TO - Securities Trader Exam

BC

Issued 05/18/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mike Tianxiang Xu.
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