Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike Shayestehfar is a financial advisor currently registered with RBC Capital Markets, LLC in Century City, California. Mike has been in the financial services industry since 2007. Prior to joining RBC Capital Markets, LLC, Mike worked with J.P. MORGAN SECURITIES LLC, FIRST REPUBLIC SECURITIES COMPANY, LLC, WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, ING FINANCIAL PARTNERS, INC., and CITICORP INVESTMENT SERVICES. Mike holds Series 7 and Series 66 securities licenses and is registered in California, Florida, Georgia, Hawaii, Illinois, Massachusetts, New York, and Pennsylvania. Mike specializes in providing financial advice to individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, insurance companies, and pooled investment vehicles. Mike is also a limited partner in Virginia Villas LLC and Shay Family Vineyard LLC, and an owner of 751 N Alfred Apartments LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/22/2024 - Present
RBC Capital Markets, LLC (CENTURY CITY CA)
CA
09/29/2023 - 04/26/2024
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
09/10/2015 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
CA
01/03/2011 - 09/17/2015
WELLS FARGO ADVISORS, LLC (BEVERLY HILLS CA)
CA
08/12/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BEVERLY HILLS CA)
CA
10/23/2007 - 01/22/2008
ING FINANCIAL PARTNERS, INC. (W HOLLYWOOD CA)
CA
08/29/2005 - 10/20/2006
CITICORP INVESTMENT SERVICES (WOODLAND HILLS CA)
BOTH
Issued 12/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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