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Mike Scott Saul

Transcend Capital Advisors, LLC

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About Mike Scott Saul

Mike Saul is an active investment advisor representative with Transcend Capital Advisors, LLC and a registered representative with Purshe Kaplan Sterling Investments, Inc. He is licensed in Florida, Georgia, Maryland, New Jersey, New York, Pennsylvania and Texas. Mike has been in the industry since 1995 and has a strong track record of success in providing financial advice and investment management services to clients.

Firm Information

Mike Saul is currently registered with Transcend Capital Advisors, LLC. Transcend Capital Advisors, LLC is an investment advisor based in Madison, NJ. The firm manages over $2.8 billion in assets for individuals, corporations, charitable organizations, pooled investment vehicles, and pension plans. They offer financial planning, pension consulting, and portfolio management services.
Transcend Capital Advisors, LLC

7 GIRALDA FARMS

MADISON, NJ 07940

$2.86B

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mike Saul’s Registration & Firm History

NJ

05/23/2019 - Present

Transcend Capital Advisors, LLC (SHORT HILLS NJ)

NJ

06/17/2019 - 10/07/2020

PURSHE KAPLAN STERLING INVESTMENTS (Short Hills NJ)

NJ

09/07/1995 - 05/24/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)

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Licenses & Designations

IA

Issued 10/04/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/22/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 09/06/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Mike Scott Saul. Review regulatory record here.
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