Unclaimed
Mike Miele is a financial advisor registered with PNC Investments. Mike has been in the financial industry since 1999 and has held previous registrations with Integrity Funds Distributor, LLC, Cantor Fitzgerald & Co., TIAA-CREF Individual & Institutional Services, LLC, Ascent Real Estate Securities, LLC, Rydex Distributors, LLC, Allianz Life Financial Services, LLC, AIG SunAmerica Capital Services, Inc., Nationwide Investment Services Corporation, Transamerica Capital, Inc., Transamerica Securities Sales Corporation, First of America Brokerage Service, Inc., NatCity Investments, Inc., Liberty Securities Corporation, Independent Financial Securities, Inc., MONY Securities Corp., American Express Financial Advisors Inc., and IDS Life Insurance Company. Mike's current registration with PNC Investments is active in Ohio and is also registered in Florida, South Carolina, and Texas. Mike is a Series 63 and Series 65 licensed individual. Mike also holds a Series 7 and SIE designation. Mike specializes in retirement planning, mutual funds, and fixed income.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
09/02/2021 - Present
PNC Investments (WORTHINGTON OH)
ND
03/18/2019 - 09/03/2021
INTEGRITY FUNDS DISTRIBUTOR, LLC (MINOT ND)
NY
08/01/2018 - 03/06/2019
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
01/29/2015 - 03/02/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
02/22/2013 - 01/12/2015
ASCENT REAL ESTATE SECURITIES, LLC (NEW YORK NY)
MD
04/25/2011 - 12/05/2011
RYDEX DISTRIBUTORS, LLC (ROCKVILLE MD)
MN
01/25/2008 - 02/01/2011
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NJ
03/08/2005 - 01/14/2008
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
OH
07/13/2001 - 03/04/2005
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CO
04/28/2000 - 05/18/2001
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CA
07/16/1999 - 05/05/2000
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
OH
01/04/1999 - 04/05/1999
FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)
OH
02/23/1998 - 04/05/1999
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/14/1998 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
06/27/1997 - 02/25/1998
MONY SECURITIES CORP. (NEW YORK NY)
MN
12/17/1996 - 01/15/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/17/1996 - 01/15/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/28/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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