Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike Martin Bell is a financial advisor with UBS Financial Services Inc. Mike has over 30 years of experience in the financial services industry. Mike holds several securities licenses, including Series 7, 6, 63, 66, 24, 26, 4, 52TO, 53, and 99TO. Mike is registered with the state of Ohio as an Investment Advisor Representative. Mike has previously worked with Fifth Third Securities, Inc. and Fort Washington Brokerage Services, Inc. Mike specializes in providing investment advice and financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
11/12/2024 - Present
UBS Financial Services Inc. (Mason OH)
OH
09/18/2003 - 07/24/2018
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
01/03/2001 - 02/11/2003
FORT WASHINGTON BROKERAGE SERVICES, INC. (CINCINNATI OH)
OH
11/04/1996 - 12/31/2000
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
OH
06/29/1994 - 11/19/1996
PROVIDENT SECURITIES & INVESTMENT COMPANY (COLUMBUS OH)
RI
10/10/1991 - 06/08/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 12/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/19/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/09/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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