Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike Kratzke is a registered representative with Wells Fargo Advisors Financial Network, LLC. Mike has been in the financial services industry since 1996. Mike holds the Series 3, 7, 9, 10, 63, and 65 licenses and the SIE designation. Mike is registered to provide investment advisory services in Nevada and Texas. Mike is also registered as a broker-dealer in 35 states. Mike has prior experience with Wells Fargo Clearing Services, LLC and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
11/17/2023 - Present
Wells Fargo Advisors Financial Network, LLC (RENO NV)
NV
09/21/2004 - 11/17/2023
WELLS FARGO CLEARING SERVICES, LLC (HENDERSON NV)
MO
06/11/2002 - 08/18/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
01/11/2000 - 04/09/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
03/27/1997 - 12/20/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/18/1996 - 07/10/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/18/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1998
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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