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Mike John Warjanka

Scotia Capital (usa) Inc.

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About Mike John Warjanka

Mike Warjanka is a financial professional with a focus on securities trading. Mike is a registered representative with Scotia Capital (usa) Inc. Mike has a strong track record of success in the financial services industry, having passed the Series 7TO, Series 57TO, and Series 24 exams. Mike has been actively involved in the financial industry since November 2021. Mike is currently working as a registered representative for Scotia Capital (usa) Inc., in the New York, NY branch office.

Firm Information

Mike Warjanka is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mike Warjanka’s Registration & Firm History

NY

11/12/2021 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/14/2022

Series 24 - General Securities Principal Examination

BC

Issued 06/06/2023

Series 57TO - Securities Trader Exam

BC

Issued 11/12/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mike John Warjanka.
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