Unclaimed
Mike Warjanka is a financial professional with a focus on securities trading. Mike is a registered representative with Scotia Capital (usa) Inc. Mike has a strong track record of success in the financial services industry, having passed the Series 7TO, Series 57TO, and Series 24 exams. Mike has been actively involved in the financial industry since November 2021. Mike is currently working as a registered representative for Scotia Capital (usa) Inc., in the New York, NY branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/12/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 03/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/06/2023
Series 57TO - Securities Trader Exam
BC
Issued 11/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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