Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike Masunas is a financial advisor with A.g.p. / Alliance Global Partners. Mike has been working in the financial industry since November 1993. Mike has a Series 6, 7, 8, 31, 63 and 65 license. Mike provides financial planning, portfolio management for businesses, and portfolio management for individuals. Mike is registered with the following states: Arizona, Arkansas, California, Colorado, Connecticut, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Missouri, Nevada, New Mexico, New York, Ohio, Oklahoma, Oregon, Pennsylvania, South Dakota, Texas, Utah, Virginia, Washington, Wisconsin and Wyoming. Mike is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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AZ
09/18/2014 - Present
A.g.p. / Alliance Global Partners (SCOTTSDALE AZ)
AZ
10/28/2011 - 09/19/2014
H.D. VEST INVESTMENT SERVICES (TUCSON AZ)
AZ
09/01/2006 - 11/16/2011
EURO PACIFIC CAPITAL, INC. (SCOTTSDALE AZ)
AZ
05/30/1995 - 09/07/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (TUCSON AZ)
NY
08/13/1994 - 05/12/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
04/13/1994 - 07/11/1994
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MA
02/01/1994 - 05/11/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/01/1994 - 05/11/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NJ
08/11/1993 - 12/13/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 04/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 05/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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