Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike Sharkey is a financial advisor with DWS Distributors, Inc. Mike has been in the financial industry since 1995. Mike has experience with various investment products and services. Mike is licensed to sell securities in all 50 states and the District of Columbia. Mike is a registered representative of DWS Distributors, Inc. and a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/19/1997 - Present
DWS Distributors, Inc. (CHICAGO IL)
MO
06/04/1996 - 03/04/1997
DST SECURITIES, INC. (KANSAS CITY MO)
IL
02/01/1995 - 01/16/1996
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NA
10/27/1994 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
BC
Issued 06/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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