Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike Boteler is a financial professional with over 14 years of experience in the industry. Mike is currently registered with Regions Securities LLC, a firm with a strong reputation in the financial services industry. Mike is committed to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
01/05/2018 - Present
Regions Securities LLC (Atlanta GA)
GA
09/08/2017 - 12/19/2017
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
GA
02/06/2015 - 07/07/2017
REGIONS SECURITIES LLC (Atlanta GA)
NC
12/07/2005 - 03/31/2011
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 03/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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