Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike Samantha has been in the financial industry since 1984. Mike is a Certified Financial Planner™ professional and currently works as an Investment Advisor Representative for Cetera Investment Advisers LLC. Previously Mike worked for Walnut Street Securities, Inc. and other firms. Mike has a Series 7, Series 6, and Series 63 license. Mike has also been a Real Estate owner and a CPA for many years and is an Insurance Agent. Mike specializes in providing financial planning, pension consulting, and investment management for individuals and businesses. Mike has over 35 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/21/2024 - Present
Cetera Investment Advisers LLC (IRVINE CA)
CA
08/01/2003 - 07/10/2006
WALNUT STREET SECURITIES, INC. (IRVINE CA)
NY
07/13/1989 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MA
10/02/1984 - 07/29/1989
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NA
07/19/1988 - 07/25/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/08/1983 - 12/01/1983
METROPOLITAN LIFE INSURANCE COMPANY
BC
Issued 1/2/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 5/27/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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