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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike Balkrishna Samantha is a financial advisor registered with Cetera Investment Advisers LLC. Mike Samantha has been in the securities industry since 1984 and holds the following licenses: Series 6, Series 7, Series 63 and SIE. Mike Samantha is a Certified Financial Planner® and provides financial planning and portfolio management services to individuals, businesses, and charitable organizations. Mike Samantha is also a licensed insurance agent and offers a variety of insurance products. In addition to the Cetera Investment Advisers LLC, Mike Samantha has been associated with other firms in the past. Mike Samantha is affiliated with US Advisors LLC, which is a business separate from Cetera Investment Advisers LLC. Mike Samantha also has a real estate business called MBS Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/21/2024 - Present
Cetera Investment Advisers LLC (IRVINE CA)
CA
08/01/2003 - 07/10/2006
WALNUT STREET SECURITIES, INC. (IRVINE CA)
NY
07/13/1989 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MA
10/02/1984 - 07/29/1989
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NA
07/19/1988 - 07/25/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/08/1983 - 12/01/1983
METROPOLITAN LIFE INSURANCE COMPANY
BC
Issued 01/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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