Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike Kaufman is a financial advisor located in Glenview, IL. Mike has been in the financial industry since 2018 and is registered with the state of Illinois. Mike is currently employed by Kestra Investment Services, LLC and holds a Series 6, SIE, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
11/13/2018 - Present
Kestra Investment Services, LLC (Glenview IL)
BC
Issued 12/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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