Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike B. Adler is a registered representative with Apollo Global Securities, LLC. Mike Adler has been in the securities industry for over 10 years. Mike Adler is registered in New York. Mike Adler's licenses include Series 7, Series 63, and SIE. Mike Adler was previously registered with Macquarie Capital (USA) Inc. and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/22/2024 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
06/18/2013 - 12/19/2014
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
08/24/2010 - 06/17/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 12/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/19/2014
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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