Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike Anthony Priestley is a financial advisor with Principal Securities, Inc., based in Birmingham, Alabama. Mike has been working in the financial services industry since January 20, 1982. Mike has been registered with Principal Securities, Inc. since October 24, 2019. Before joining Principal Securities, Inc., Mike worked for MML INVESTORS SERVICES, LLC, PROEQUITIES, INC., CAMBRIDGE INVESTMENT RESEARCH, INC., THE O.N. EQUITY SALES COMPANY, NFP SECURITIES, INC., M HOLDINGS SECURITIES, INC., JEFFERSON PILOT SECURITIES CORPORATION, JEFFERSON-PILOT INVESTOR SERVICES, INC., JOHN HANCOCK DISTRIBUTORS, INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC., PHOENIX EQUITY PLANNING CORPORATION, IFG NETWORK SECURITIES, INC., MANEQUITY, INC., and G. R. PHELPS & CO., INC.. Mike has a strong track record of providing financial advice to individuals, businesses, and institutions. Mike is committed to providing his clients with personalized financial advice and services that meet their unique needs. Mike holds both Series 6 and Series 63 licenses and has passed the SIE exam. Mike also holds a license to sell fixed life, annuity, DI, LTC, and group benefits in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
AL
10/24/2019 - Present
Principal Securities, Inc. (Birmingham AL)
AL
12/04/2017 - 10/24/2019
MML INVESTORS SERVICES, LLC (Vestavia Hills AL)
AL
05/30/2012 - 12/07/2017
PROEQUITIES, INC. (VESTAVIA HILLS AL)
AL
01/20/2012 - 06/07/2012
CAMBRIDGE INVESTMENT RESEARCH, INC. (BIRMINGHAM AL)
AL
06/03/2010 - 02/02/2012
THE O.N. EQUITY SALES COMPANY (VESTAVIA AL)
AL
03/23/2005 - 06/03/2010
NFP SECURITIES, INC. (BIRMINGHAM AL)
MA
09/02/2004 - 03/28/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
OR
07/24/2002 - 09/16/2004
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
AL
03/03/1998 - 08/19/2002
PROEQUITIES, INC. (BIRMINGHAM AL)
IN
10/01/1997 - 03/18/1998
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
03/29/1996 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
MA
04/11/1994 - 07/29/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/11/1994 - 07/29/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
CO
12/17/1993 - 04/14/1994
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
MA
05/19/1993 - 01/19/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
05/19/1993 - 01/19/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
CT
12/02/1992 - 04/21/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
GA
11/10/1992 - 12/02/1992
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
MA
10/27/1992 - 12/01/1992
MANEQUITY, INC. (BOSTON MA)
MA
12/04/1989 - 10/01/1992
MANEQUITY, INC. (BOSTON MA)
NA
11/15/1981 - 11/18/1989
G. R. PHELPS & CO., INC.
IA
Issued 03/21/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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