Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mike? Claim Your ProfileMike Anthony Capote is a financial professional with over 8 years of experience in the industry. Mike is currently registered with Stonex Financial Inc. and holds Series 3, 7, 57, 63, 99 and SIE licenses. Mike is registered with the states of Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/15/2014 - Present
Stonex Financial Inc. (MIAMI FL)
BC
Issued 06/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2017
Series 57 - Securities Trader Exam
BC
Issued 08/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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