Unclaimed
Mike Angelopoulos is a financial advisor with B. Riley Wealth Advisors, Inc., located in Chicago, IL. Mike has been in the industry since 2000 and holds the Series 7, Series 24, Series 63, and Series 65 licenses. Mike's experience spans multiple firms, including National Securities Corporation, Stifel, Nicolaus & Company, Incorporated, and Sterne, Agee & Leach, Inc. Mike is registered with the state of Illinois and Texas and provides a range of financial services including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
10/21/2021 - Present
B. Riley Wealth Advisors, Inc. (CHICAGO IL)
IL
03/07/2016 - 07/22/2022
NATIONAL SECURITIES CORPORATION (CHICAGO IL)
IL
07/07/2015 - 04/07/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
IL
03/16/2012 - 07/07/2015
STERNE, AGEE & LEACH, INC. (CHICAGO IL)
IL
03/02/2007 - 03/19/2012
NATIONAL SECURITIES CORPORATION (CHICAGO IL)
IL
11/01/2006 - 03/15/2007
WUNDERLICH SECURITIES, INC. (CHICAGO IL)
IL
03/08/2001 - 10/17/2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
CT
12/19/2000 - 03/08/2001
AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)
CO
02/03/2000 - 12/19/2000
AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)
IA
Issued 06/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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