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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mikail? Claim Your ProfileMikail Khan Qazi is a financial advisor who has been in the industry since 2003. Mikail Khan Qazi is currently registered with UBS Financial Services Inc. and has also been previously registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BROOKWOOD SECURITIES PARTNERS, L.P.. Mikail Khan Qazi is licensed in multiple states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Mississippi, New Jersey, New York, North Carolina, Pennsylvania, Texas, Virginia and Washington. Mikail Khan Qazi provides advisory services such as financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Mikail Khan Qazi is a Series 7, Series 63, and Series 65 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
12/15/2022 - Present
UBS Financial Services Inc. (WASHINGTON DC)
DC
06/13/2005 - 06/27/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
MA
11/03/2003 - 06/03/2005
BROOKWOOD SECURITIES PARTNERS, L.P. (BEVERLY MA)
IA
Issued 07/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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