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Mika Kimura Born

Transamerica Financial Advisors, Inc.

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About Mika Kimura Born

Mika Kimura Born is an investment advisor who has been working in the industry since September 2002. Mika is currently registered with Transamerica Financial Advisors, Inc. and is located in Red Bank, New Jersey. Mika has held previous roles at SMBC Nikko Securities America, Inc., Mitsubishi UFJ Securities (USA), Inc. and Nomura Securities International, Inc. Mika is licensed to offer investment advisory services in New Jersey and New York.

Firm Information

Mika Born is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mika Born’s Registration & Firm History

NJ

09/09/2017 - Present

Transamerica Financial Advisors, Inc. (Red Bank NJ)

NY

03/19/2007 - 06/09/2016

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

NY

05/10/2005 - 03/12/2007

MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)

NY

06/19/2001 - 05/17/2005

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/18/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mika Kimura Born.
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