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Mika Grasso

Zions Direct, Inc.

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About Mika Grasso

Mika Grasso is a financial professional with experience in the financial services industry. Mika is currently registered with Zions Direct, Inc. and holds a Series 7, Series 63, and Series 79TO license. Mika previously worked with Paulson Investment Company LLC, a firm based in New York.

Firm Information

Mika Grasso is currently registered with Zions Direct, Inc.. Zions Direct, Inc. is a Corporation that was formed on February 7, 1986. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been involved in 4 Regulatory Events and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mika Grasso’s Registration & Firm History

CA

01/08/2024 - Present

Zions Direct, Inc. (El Segundo CA)

NY

07/12/2022 - 11/07/2023

PAULSON INVESTMENT COMPANY LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/17/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/06/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/02/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mika Grasso.
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