Unclaimed
Mihir Jobalia is a financial professional with over 20 years of experience in the financial services industry. Mihir is currently registered with Cantor Fitzgerald & Co., and has previously worked with Ernst & Young Capital Advisors, LLC, KPMG Corporate Finance LLC, Morgan Keegan & Company, Inc., Thinkequity LLC and Raymond James & Associates, Inc. Mihir is Series 7, Series 24, Series 63 and SIE licensed and holds a Series 79TO license. Mihir is registered to conduct business in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/25/2022 - Present
Cantor Fitzgerald & Co. (SAN FRANCISCO CA)
CA
01/19/2022 - 04/26/2022
ERNST & YOUNG CAPITAL ADVISORS, LLC (SAN FRANCISCO CA)
CA
03/20/2012 - 01/11/2022
KPMG CORPORATE FINANCE LLC (SANTA CLARA CA)
CA
09/14/2010 - 03/19/2012
MORGAN KEEGAN & COMPANY, INC. (SAN FRANCISCO CA)
CA
06/11/2007 - 07/12/2010
THINKEQUITY LLC (MENLO PARK CA)
CA
07/14/2000 - 06/08/2007
RAYMOND JAMES & ASSOCIATES, INC. (PALO ALTO CA)
BC
Issued 05/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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