Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mihai? Claim Your ProfileMihai Szabo is a financial advisor with over 18 years of experience in the financial services industry. Mihai is currently registered with MBS Source Etrading, Inc. in Mercer Island, Washington. He is a Series 7, 24, 27, 28, 63, 99TO and SIE licensed professional. Mihai has held previous registrations with Ridgeway & Conger, Inc., FSIC, and Jencks & Company LLC. Mihai is also registered in Washington, Arizona, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
07/02/2013 - Present
MBS Source Etrading, Inc. (MERCER ISLAND WA)
WA
07/06/2011 - 07/23/2015
RIDGEWAY & CONGER, INC. (MERCER ISLAND WA)
FL
01/23/2006 - 07/20/2011
FSIC (BOCA RATON FL)
WA
03/01/2004 - 03/07/2006
JENCKS & COMPANY LLC (MERCER ISLAND WA)
BC
Issued 04/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 02/19/2004
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 02/12/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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