Unclaimed
Mihai Plesa is a broker registered with FINRA and holds licenses for Series 7TO, Series 79TO, Series 63, and SIE. Mihai is currently employed by Mufg Securities Americas Inc. Mihai has been working in the financial services industry since July 10, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/11/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 07/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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