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Mihai Ioan Plesa

Mufg Securities Americas Inc.

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About Mihai Ioan Plesa

Mihai Plesa is a broker registered with FINRA and holds licenses for Series 7TO, Series 79TO, Series 63, and SIE. Mihai is currently employed by Mufg Securities Americas Inc. Mihai has been working in the financial services industry since July 10, 2023.

Firm Information

Mihai Plesa is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mihai Plesa’s Registration & Firm History

NY

07/11/2023 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/11/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/03/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mihai Ioan Plesa.
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