Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Serrano riesgo is a securities professional with over 5 years of experience in the financial services industry. Miguel is currently registered with Santander US Capital Markets LLC and is a Series 63, Series 7 and SIE licensed professional. Previously, Miguel was registered with SANTANDER INVESTMENT SECURITIES INC. Miguel is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
06/05/2018 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
BC
Issued 08/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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