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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Rodriguez marquez is a financial advisor who has been working in the financial industry since April 2019. Miguel has passed both the Series 7TO and SIE exams and is licensed to provide securities and investment advice in 24 states. Miguel's career has included working in various roles at multiple companies, including: Mago Grill and Cantina, Malone University, Expeditors International of Washington, Cowgill and Company, and Valmark Financial Group. Miguel currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. and is registered with FINRA and the state of Texas as a registered representative. Miguel is also registered as an investment advisor representative in the state of Texas. Miguel is currently active in both the securities and investment advisory business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
BOTH
Issued 03/15/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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