Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Rafael Valdez is a financial advisor with Wells Fargo Clearing Services, LLC. Miguel has been in the financial services industry since 1998. Miguel is licensed to provide investment advice in 20 states and holds the Series 7, Series 63, and Series 65 securities licenses as well as the SIE exam. In addition to his current role, Miguel also has previous experience with Fidelity Brokerage Services LLC, Northwestern Mutual Investment Services, LLC, Stanford Group Company, Chase Investment Services Corp., and Chase Securities of Texas, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/15/2024 - Present
Wells Fargo Clearing Services, LLC (THE WOODLANDS TX)
TX
09/07/2010 - 05/09/2024
FIDELITY BROKERAGE SERVICES LLC (THE WOODLANDS TX)
TX
12/04/2009 - 06/21/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOUSTON TX)
TX
09/15/2006 - 03/30/2009
STANFORD GROUP COMPANY (HOUSTON TX)
TX
03/01/1999 - 09/19/2006
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
12/17/1998 - 03/01/1999
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
IA
Issued 03/31/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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