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Miguel O'Hara

Charles Schwab & CO., Inc.

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About Miguel O'Hara

Miguel O'Hara is a financial advisor with over 9 years of experience in the industry. Miguel is registered with Charles Schwab & CO., Inc. in Walnut Creek, California. Miguel has previously worked with J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, and Morgan Stanley. Miguel is a Certified Financial Planner. Miguel provides a wide range of financial services, including financial planning, portfolio management, and selection of other advisors.

Firm Information

Miguel O'Hara is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Miguel O'Hara’s Registration & Firm History

CA

11/12/2020 - Present

Charles Schwab & CO., Inc. (Walnut Creek CA)

CA

11/07/2014 - 10/23/2020

J.P. MORGAN SECURITIES LLC (CORTE MADERA CA)

CA

01/16/2014 - 10/28/2014

WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)

CA

08/09/2013 - 01/13/2014

MORGAN STANLEY (OAKLAND CA)

CA

03/07/2011 - 07/09/2013

WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 08/13/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/15/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2012

Series 7 - General Securities Representative Examination

BC

Issued 03/04/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Miguel O'Hara.
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