Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Munguia-paz is a financial advisor who is currently registered with Pacific Select Distributors, LLC. Miguel has a Series 7, Series 57TO and Series 63 license, along with the SIE exam, which shows their knowledge and experience in the financial industry. Miguel has worked with TCW Funds Distributors LLC and Wedbush Securities Inc in the past. Miguel has been in the industry since March 1st, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/13/2023 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CA
10/31/2019 - 11/06/2023
TCW FUNDS DISTRIBUTORS LLC (LOS ANGELES CA)
CA
02/23/2019 - 10/29/2019
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
BC
Issued 03/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2019
Series 57TO - Securities Trader Exam
BC
Issued 02/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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