Unclaimed
Miguel Matias is a financial advisor with Wells Fargo Securities, LLC and has been in the industry since May 25, 2023. Miguel is registered with FINRA and holds the Series 63, Series 79TO, and SIE exams. Miguel is currently registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/26/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 03/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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