Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Marquez is a financial advisor currently registered with Fidelity Brokerage Services LLC. Miguel has been in the financial services industry for 17 years and holds the Series 6, Series 7 and SIE licenses. Miguel has been registered with Fidelity Brokerage Services LLC since 2013. Prior to joining Fidelity Brokerage Services LLC, Miguel worked at Fidelity Investments Institutional Services Company, Inc., Walton Securities, Inc., and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/20/2013 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
08/26/2008 - 03/04/2013
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
AZ
01/29/2008 - 04/08/2008
WALTON SECURITIES, INC. (SCOTTSDALE AZ)
AZ
01/27/2006 - 02/12/2008
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 02/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/26/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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