Unclaimed
Miguel Mariano Freyre is a registered representative with Smbc Nikko Securities America, Inc. located in New York, NY. Miguel has been in the securities industry for over 4 years and has a strong track record of success. Prior to joining Smbc Nikko Securities America, Inc., Miguel was employed by BNP PARIBAS SECURITIES CORP. and Deutsche Bank Securities Inc. He has passed the Series 63, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/07/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
05/04/2021 - 07/13/2023
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
FL
10/16/2020 - 04/23/2021
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
FL
01/03/2018 - 09/23/2019
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
BC
Issued 01/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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