Unclaimed
Miguel Lopez-barahona is a financial professional registered with PFS Investments Inc.. Miguel is licensed in Arkansas, District of Columbia, Maryland, and Virginia. Miguel has experience in investment company products/variable contracts and has passed the Series 63, Series 26, Series 6TO, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MD
01/24/2020 - Present
PFS Investments Inc. (GAITHERSBURG MD)
BC
Issued 06/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/24/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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