Unclaimed
Miguel Gutierrez is a financial advisor with J.p. Morgan Securities LLC. Miguel has been in the financial industry since December 2008 and holds licenses in all 50 states plus the District of Columbia, Puerto Rico and the Virgin Islands. Miguel has experience working with a variety of clients including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Miguel has expertise in financial planning, portfolio management, and selection of other advisors. Prior to joining J.p. Morgan Securities LLC, Miguel was a financial advisor at MORGAN STANLEY. Miguel is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
IL
06/28/2024 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
IL
01/18/2024 - 04/30/2024
MORGAN STANLEY (Chicago IL)
BC
Issued 02/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2008
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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