Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Garcia is a financial professional with over 28 years of experience in the industry. Miguel is a registered representative with Oppenheimer & Co. Inc. and is licensed in multiple states. Miguel has a broad range of experience, having worked previously with firms such as EFG Capital International and Citigroup Global Markets Inc. Miguel specializes in working with individuals and businesses in need of portfolio management, financial planning, and other investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
05/17/2017 - Present
Oppenheimer & Co. Inc. (CORAL GABLES FL)
FL
10/29/2004 - 10/28/2009
EFG CAPITAL INTERNATIONAL (MIAMI FL)
NY
09/01/1994 - 06/18/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 06/06/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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