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Miguel Fiel

Verified

Verified

PFS Investments Inc.

Specializations
Financial Planning Services
Portfolio Management for Individuals
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About Miguel Fiel

Miguel Rico Fiel is a registered investment advisor representative with PFS Investments Inc. Miguel has been in the securities industry since January 2, 1990 and has been registered with PFS Investments Inc. since November 1989. Miguel has passed the Series 63, Series 65, and Series 26 exams. Miguel also holds a Series 6 registration and has passed the Securities Industry Essentials Examination (SIE). Miguel offers portfolio management for individuals and is licensed in Delaware, Florida, New Jersey, New York, North Carolina, Pennsylvania, and Texas. Miguel may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Firm Information

Miguel Fiel is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Miguel Fiel’s Registration & Firm History

PA

01/02/1990 - Present

PFS Investments Inc. (LANGHORNE PA)

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Licenses & Designations

IA

Issued 03/28/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/10/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/10/1990

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Miguel Fiel. Review regulatory record here.
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