Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Eugenio Figueroa is a financial advisor based in Austin, Texas. Miguel has been in the financial services industry since May 1, 2009. Miguel is currently registered with Charles Schwab & Co., Inc. Previously, Miguel has held positions at OPTIONSXPRESS, INC., NATIONWIDE INVESTMENT SERVICES CORPORATION, GWFS EQUITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and WACHOVIA SECURITIES, LLC. Miguel holds several licenses and certifications, including the Series 66, Series 4, SIE, Series 3, and Series 7. Miguel specializes in providing financial advice and investment management services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
07/06/2016 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
06/04/2014 - 08/24/2017
OPTIONSXPRESS, INC. (AUSTIN TX)
OH
06/09/2010 - 05/14/2014
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
TX
08/11/2009 - 05/12/2010
GWFS EQUITIES, INC. (AUSTIN TX)
TX
11/25/2008 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
TX
09/15/2008 - 11/21/2008
WACHOVIA SECURITIES, LLC (AUSTIN TX)
BOTH
Issued 09/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2015
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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