Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Del rosario vinales is a financial professional with over 20 years of experience in the industry. Miguel is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Miguel has held previous roles with both Fidelity Brokerage Services LLC and National Financial Services LLC. Miguel has a broad range of experience, having passed the Series 7, 9, 10, 24, 63, 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/10/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
08/12/2014 - 10/26/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/22/2013 - 12/16/2015
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
10/26/2007 - 12/04/2012
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
RI
03/22/2001 - 11/07/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 04/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2013
Series 24 - General Securities Principal Examination
BC
Issued 05/29/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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