Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Mendoza is a financial advisor with Piper Sandler & Co. He has over 3 years of experience in the industry. Miguel is a registered representative with FINRA and holds the Series 50, Series 52TO and SIE licenses. Miguel has experience in municipal securities and provides analytical reports and public finance consulting program services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/11/2020 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
BC
Issued 12/11/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/24/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2017
Series 50 - Municipal Advisor Representative Qualification Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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