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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Castillo is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Miguel has been in the financial services industry since 1998 and has a strong track record of helping clients achieve their financial goals. Miguel is registered with the following securities authorities: California, Texas. Miguel is a licensed Investment Advisor Representative in California and Texas. Miguel holds the Series 31, Series 63, Series 65, and Series 7 licenses. Miguel's specializations include 401k rollovers, financial planning, retirement planning, college planning, and estate planning. Miguel is committed to providing his clients with personalized service and helping them make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/05/2021 - Present
Wells Fargo Advisors Financial Network, LLC (SAN JOSE CA)
CA
08/08/2008 - 08/05/2021
WELLS FARGO CLEARING SERVICES, LLC (PLEASANTON CA)
CA
03/28/2003 - 08/21/2008
UBS FINANCIAL SERVICES INC. (SAN JOSE CA)
NY
07/05/2000 - 04/22/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/27/1998 - 07/21/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 05/13/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 04/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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