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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Bacal is a financial advisor with over 25 years of experience in the industry. Miguel is currently registered with Morgan Stanley and holds Series 3, 7, 63, and 65 licenses as well as the SIE exam. Miguel has previously worked at MORGAN STANLEY & CO. INCORPORATED, BARCLAYS CAPITAL INC., and CITICORP SECURITIES, INC. Miguel is a registered Investment Advisor in numerous states and is licensed in broker-dealer activities in over 40 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/01/2009 - Present
Morgan Stanley (Miami FL)
FL
07/12/2002 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MIAMI FL)
NY
09/02/1998 - 07/05/2002
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/25/1996 - 06/01/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
IA
Issued 10/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2008
Series 3 - National Commodity Futures Examination
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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