Unclaimed
Miguel Arredondo lopez is a financial professional with experience in the industry. Miguel is currently registered with Northwestern Mutual Investment Services, LLC, and holds Series 7TO, Series 63, and SIE licenses. Miguel's career started at FIDELITY BROKERAGE SERVICES LLC and has since expanded to include a broad range of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
07/02/2024 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
TX
03/24/2023 - 09/18/2023
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 04/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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