Unclaimed
Miguel Aron Arriaga is a financial advisor who is registered with Wells Fargo Clearing Services, LLC in New Mexico. Miguel is currently employed by Wells Fargo Clearing Services, LLC, and is registered in New Mexico as a Registered Representative and Investment Advisor Representative. Miguel has a total of 4 exams including the Series 63, Series 65, Series 6TO and the SIE. Miguel has been working in the financial industry since January 2021 and is currently working with clients in the following states: New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/22/2024 - Present
Wells Fargo Clearing Services, LLC (EL PASO TX)
IA
Issued 04/19/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/16/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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